Compliance knowledge management
Assign courses, set learning objectives, track every obligation and generate audit-ready reports — from a single platform your organisation can rely on.
Features
Replace spreadsheets, email reminders and siloed tools with a platform your whole organisation can trust.
Build and publish structured compliance courses with text, video and quizzes. Version-controlled, assignable to any team or individual.
Generate compliance reports on demand. Filter by team, department or course and export to PDF or CSV for regulators and auditors.
Every login, course attempt, assessment result and policy acknowledgement is timestamped and immutable — ready when you need it.
Define mandatory and optional learning targets per role. Set deadlines, automate reminders and track completion against obligations.
Real-time dashboards showing individual and team progress. Identify who is at risk of missing deadlines before it becomes a problem.
Centralise policies, procedures and reference documents alongside your courses. Always current, always searchable, always accessible.
How it works
01
Create your workspace, invite your team and configure roles. Connect your existing systems or import users in minutes.
02
Select from our compliance library or upload your own content. Set learning objectives, deadlines and mandatory completions per role.
03
Track progress in real time, receive alerts for at-risk learners and generate audit-ready compliance reports whenever you need them.
Course library
Anti-money laundering, know your customer, sanctions screening and fraud awareness — covering both regulatory obligations and practical application.
Data handling obligations, subject access rights, breach reporting and privacy by design for financial services firms operating under UK and EU GDPR.
Client engagement, stakeholder communication, difficult conversations and professional conduct — essential capabilities for customer-facing and advisory roles.
FCA principles, Consumer Duty obligations, Treating Customers Fairly and the Senior Managers & Certification Regime for regulated firms.
Market abuse regulation, insider trading restrictions, best execution obligations and MiFID II requirements for front-office and operations teams.
UK Bribery Act obligations, gifts and hospitality policies, third-party due diligence and escalation procedures for all staff levels.
Cyber awareness, phishing recognition, secure data handling and incident response — aligned to FCA operational resilience expectations.
Conflicts of interest, personal account dealing, whistleblowing obligations and the standards of conduct expected under the FCA Code of Conduct.
Get started
Tell us a little about your organisation and we will be in touch to arrange a walkthrough tailored to your compliance requirements.